Registered Representatives | Private Bankers | Relationship Managers

For established Registered Representatives, Private Bankers, Financial Advisors or Relationship Managers, we offer assistance in exploring alternatives in the independent financial advisor, or independent broker-dealer space and launching an independent practice.

We offer:

  • Access to prominent national custodians and established firms with names your clients will recognize.

  • SEC, State and/or FINRA registration. Introduction to an independent platform, assistance with custodian and service provider selection, design and implementation of compliance systems and processes.

  • Market, compliance and operational support from responsive, highly experienced compliance and operations support staff that will strive to provide you with business friendly solutions that meet all applicable regulatory requirements.

  • Open architecture that allows you to offer products most suitable for your clients.

  • Ongoing training and support.

For additional information, please contact Vivian Velazquez at 786.441.5275, or via email at: info@vandvconsultinggroup.com.   Our discussions will be held in strict confidence.

 

V&V Consulting is not a law or accounting firm and therefore, we do not render legal, or accounting advice.