Resource (Links)

Securities and Exchange Commission


FINRA Arbitration and Mediation

North American Securities Administrators Association

State Regulators

Global Regulatory Authorities and Supervisory Agencies

Investment Adviser Registration Depository (IARD)

Investment Adviser Public Disclosure (IAPD) Website

Board of Governors of the Federal Reserve System – Banking Information and Regulation

Office of the Comptroller of The Currency (OCC)

Financial Crimes Enforcement Network (FINCEN)

Municipal Securities Rulemaking Board (MSRB)

Options Clearing Corporation


The links to external websites are provided for information purposes only. We are not responsible for the accuracy of the content in third party websites. V&V Consulting is not a law or accounting firm and therefore, we do not render legal, or accounting advice.