We have expertise in international private banking, doing business offshore and cross border transactions, with a focus in Latin America and Europe. We also provide assistance with:
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Operational Risk Program Controls Development, Enhancement and Testing
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Compliance Reviews, Board of Directors and Staff Training on Governance, Anti-Money Laundering, Operational Risk, Regulation R, Regulation S, Foreign Corrupt Practices Act (FCPA) and Anti Bribery Regulations
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Correspondent Bank/Foreign Financial Institution AML and Due Diligence Reviews
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Work with counsel to provide assistance in discreetly conducting internal Investigations of fraud, embezzlement, theft, employee dishonesty, Insider Trading, customer complaints involving large losses, or other sensitive matters:
- Conduct in depth investigation, review of pertinent records and interviews with key employees
- Prepare detailed report of findings and exhibits that organize and consolidate data and support conclusions
- Identify extent of losses and assets that may be recovered
- Provide recommendations for implementation of appropriate controls to prevent a recurrence
- Assistance as required, with notification and filing of reports with regulatory authorities and law enforcement
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Assistance with Regulatory Look Backs and Remediations:
- Implementation of regulatory look backs and remediation mandate action plan
- Ongoing assessment and reporting to counsel, senior management and regulators, as required
V&V Consulting is not a law or accounting firm and therefore, we do not render legal, or accounting advice.