Financial Industry Regulatory Authority
- FINRA Strengthens External Relations Leadership with Two Senior Appointments
on 04/20/2026 at 12:00 PMWASHINGTON—FINRA announced today two key additions to our senior leadership team to enhance engagement with regulators, policymakers, industry stakeholders and the media.
- New FINRA Foundation Research Examines the Characteristics, Behaviors and Outcomes of Retail Investors Who Use Social Mediaon 04/02/2026 at 12:00 PM
WASHINGTON—The FINRA Investor Education Foundation (FINRA Foundation) released today new research, Finfluencer Followers and Social Media Scrollers: The Profile, Patterns, and Pitfalls of Social-Media-Informed Retail Investors.
- FINRA Launches Financial Intelligence Fusion Center to Combat Cybersecurity and Fraud Threatson 03/31/2026 at 12:00 PM
WASHINGTON—FINRA announced today the launch of the Financial Intelligence Fusion Center (FIFC), a secure portal for FINRA and its member firms to share timely intelligence about cybersecurity and fraud threats and coordinate responses.
- Report From FINRA Board of Governors Meeting – March 2026on 03/12/2026 at 12:00 PM
WASHINGTON—FINRA’s Board of Governors held its first meeting this year on March 4-5. The Board approved five rule proposals, received an update on enhancements to FINRA's enforcement program and approved the allocation of last year’s fine monies.
Securities and Exchange Commission
Press Releases Official announcements highlighting recent actions taken by the SEC and other newsworthy information.
- SEC and CFTC Jointly Propose Amendments to Reduce...on 04/20/2026 at 2:45 PM
The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) jointly proposed amendments to reduce private fund reporting burdens while enabling the continued collection of necessary and appropriate information. The…
- Chairman Atkins Launches 'Material Matters'...on 04/16/2026 at 5:02 PM
The Securities and Exchange Commission today announced the launch of Material Matters With SEC Chairman Paul Atkins, a new podcast that provides stakeholders and the investing public with exclusive interviews and insights around the agency’s policy and…
- SEC Small Business Advisory Committee to Explore...on 04/16/2026 at 3:45 PM
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced that it will hold a meeting on Tuesday, April 28, 2026 at 10:00 a.m. to explore ways to encourage more companies to go public.The meeting will be open…
- SEC Seeks Public Comment on the Consolidated...on 04/16/2026 at 1:55 PM
The Securities and Exchange Commission today issued a concept release soliciting public comment in support of a comprehensive review of the Consolidated Audit Trail (CAT) and other audit trails and related data sources currently used in the regulation of…