We are a boutique consulting firm offering market and compliance consulting to banks, broker-dealers, investment advisors, family offices, and private funds.

Anti Money Laundering

Our Anti-Money Laundering (AML) services include:
• Independent AML Compliance Review
• Risk Assessments AML/OFAC ...
Read more...

Banks

We offer expertise in international private banking, doing business offshore and cross border transactions, with a focus in Latin America. We also offer assistance with: Operational Risk Program ...
Read more...

Broker-Dealers

V&V Consulting offers broker-dealers:

• Initial and Continuing (Rule 1017)  FINRA Membership Application
• Annual CEO Certification / Supervisory Controls Assessment ...
Read more...

Investment Advisors ...

V&V Consulting offers investment advisors, family offices, hedge funds and private equity firms:
• Investment Advisor Registration – SEC and State Filings, Form ADV ...
Read more...

Litigation Support

We offer expert witness and securities litigation support for plaintiffs, defendants, legal professionals and regulators, in banking, insurance and securities industry related cases ...
Read more ...

Registered Representatives

V&V Consulting assists successful registered representatives, private bankers, Financial Advisors, and Relationship Managers establish their own independent practice ...
Read more ...

V & V Consulting Services

We offer clients the depth and experience that may be expected of large consulting companies with personal attention, tailored services and competitive rates ...
Read more ...
About Us Image

About V & V Consulting

Vivian Velazquez is the founder of V&V Consulting Group. She has over 25 years of securities industry experience in the private and regulatory sectors. She previously held senior compliance positions at global and national financial institutions with billions in assets under management and offices throughout the U.S and Latin America. Vivian played a leading role in the successful launch of the broker-dealer subsidiary for a global European bank, supported major conversions, mergers, business restructurings, Anti-Money-Laundering regulatory look backs and remediation mandates for leading US financial institutions.    Read more ...